In the latest move, India’s security and commodity market regulator the Securities and Exchange Board of India (SEBI) has barred registered investment advisors from engaging in any crypto ...
Markets regulator Sebi on Tuesday provided three months to registered entities and their agents to terminate their existing ...
Know about the financial advisor profession, their responsibilities, fiduciary responsibility, their services, and how they ...
(Image/PTI) The final regulations for registered investment advisers (RIAs), which include allowing RIAs to offer services beyond the Securities and Exchange Board of India’s (SEBI) jurisdiction ...
The regulator said it "prima facie appears that the noticees were knowingly concealing the fact that they are not registered with Sebi as an investment advisor and were also making representations ...
Investors should match their investment horizon with the fund's portfolio duration. Finally, avoid extremes. By and large, ...
According to SEBI data in October 2023, India had over 1,300 registered investment advisors catering to over 80 Mn investors. The size of the market also allows unregulated entities to dole ...
Markets regulator Sebi on Tuesday extended the deadline for public comments till November 26 on the proposal concerning ...
The Securities and Exchange Board of India (SEBI) on Tuesday released a consultation paper to review the regulatory framework for Registered Investment Advisers (RIAs). Among the notable proposed ...
SEBI had earlier given a three-month window starting October 22 for registered entities and their agents to terminate ...
The proposals will simplify and reduce registration requirements and compliance costs for Investment Advisers (IAs) and Research Analysts (RAs) registered with Sebi, the regulator said.
Sebi has extended the deadline for public comments on proposed requirements for specified digital platforms (SDPs) to ...