An ETF is a stand-alone investment fund, while an ETF series is an exchange ... Mutual fund ETF series have drawbacks. For example, the performance of an ETF series may be different from that of any ...

That’s according to the central bank’s summary of deliberations released Tuesday, which details the governing council’s conversations ahead of the Oct. 23 interest rate announcement. The Bank of ...

In 2023, we published an article in Investment Executive called “What Makes a Dealer Genuinely ... As a result, the meaning of independence can vary greatly depending on the context. For example, ...

The good news is that the CRA will generally take a lenient approach. For example, where funds are borrowed to make an investment that carries a stated interest or dividend rate, the income-earning ...

The operating environment for alternative investment managers looks bright, as the market for private credit grows and managers seek partnerships with traditional banks to fuel their portfolios, says ...

Compliance support at Canada’s big banks comes up short in the eyes of branch planners and advisors, Investment Executive’s 2024 Report Card ... a change from the past. For example, an NBC advisor who ...

The U.K.’s Financial Conduct Authority (FCA) is expanding its policy of allowing firms to once again bundle payments for investment research and trade execution to pooled investment funds. In July, ...

Retail investors are drawn to investment funds with strong ESG ratings — particularly ... “The OSC is concerned about this lack of transparency,” said Leslie Byberg, executive vice president, ...

In this virtual roundtable, airing live on Thursday, November 28, 2024, at 1:00pm ET, hosted by Advisor.ca and Investment Executive, panellists will discuss the pertinent planning issues and how to ...

Top-line results from the latest edition of Investment Executive’s Report Card on Banks indicate that ... Assets under management (AUM; measured as of Dec. 31, 2023) for the survey sample was down ...

The Canadian Investment Regulatory Organization’s (CIRO ... we propose to fund reasonable costs of mediation, for example, up to a half-day mediation session, if recommended through case management,” ...

A dual U.K.-Canadian citizen who allegedly masterminded a global pump-and-dump scheme has pled guilty in a U.S. court. U.S. authorities alleged that Ronald Bauer, a dual citizen who lived in London, U ...